Notice to Members on Extended Hours Trading

The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., is filing with the SEC a Notice to Members reminding members of their obligation under just and equitable principles of trade and advertising rules to disclose to customers the material risks of extended hours trading.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 35.53 KB
Approval OrderPDF - 125.46 KB