Amendments to NASD Code of Arbitration Procedure Rules 10335 and 10205(h) Relating to Injunctive Relief

The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., is filing with the SEC a proposed rule change to amend NASD Rules 10335 and 10205 of the NASD's Code of Arbitration Procedure to simplify and expedite the procedures for seeking immediate injunctive relief in intra-industry disputes and to fairly and effectively integrate court-ordered initial injunctive relief with the arbitration of the underlying claims in the same disputes.

DateTitleFormat - SizeStatus
1/12/2000Text of Proposed Rule ChangePDF - 79.56 KB
1/16/2002Approval OrderPDF - 60.08 KB
3/7/2000Amendment No. 1 to Proposed Rule ChangePDF - 86.41 KB
3/13/2000Amendment No. 2 to Proposed Rule ChangePDF - 2.81 KB
4/7/2000Federal Register NoticePDF - 137.75 KB
12/18/2000Response to Comments and Amendment No. 3PDF - 22.82 KB
12/21/2000Second Response to CommentsPDF - 9.93 KB
5/17/2001Amendment No. 4 and Extension LetterPDF - 21 KB
8/9/2001Amendment No. 5 and Extension LetterPDF - 12.35 KB
10/25/2001Federal Register Notice of Filing of AmendmentsPDF - 48.94 KB