SR-NASD-2000-002

Amendments to NASD Code of Arbitration Procedure Rules 10335 and 10205(h) Relating to Injunctive Relief

The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., is filing with the SEC a proposed rule change to amend NASD Rules 10335 and 10205 of the NASD's Code of Arbitration Procedure to simplify and expedite the procedures for seeking immediate injunctive relief in intra-industry disputes and to fairly and effectively integrate court-ordered initial injunctive relief with the arbitration of the underlying claims in the same disputes.

DateTitleFormat - SizeStatus
1/12/2000Text of Proposed Rule ChangePDF - 79.56 KB
1/16/2002Approval OrderPDF - 60.08 KB
3/7/2000Amendment No. 1 to Proposed Rule ChangePDF - 86.41 KB
3/13/2000Amendment No. 2 to Proposed Rule ChangePDF - 2.81 KB
4/7/2000Federal Register NoticePDF - 137.75 KB
12/18/2000Response to Comments and Amendment No. 3PDF - 22.82 KB
12/21/2000Second Response to CommentsPDF - 9.93 KB
5/17/2001Amendment No. 4 and Extension LetterPDF - 21 KB
8/9/2001Amendment No. 5 and Extension LetterPDF - 12.35 KB
10/25/2001Federal Register Notice of Filing of AmendmentsPDF - 48.94 KB