Margin Rule Amendments Relating to Non-Equity Securities and Exempt Accounts

The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., is filing with the SEC a proposed rule change to Rule 2520 that will revise the margin requirements relating to non-equity securities and exempt accounts.

DateTitleFormat - SizeStatus
3/3/2000Text of Proposed Rule ChangePDF - 47.91 KB
5/30/2000Amendment No. 1 to Proposed Rule ChangePDF - 8.05 KB
5/26/2000Federal Register NoticePDF - 133.57 KB
7/27/2000Response to CommentsPDF - 8.64 KB
7/29/2000Amendment No. 2 to Proposed Rule ChangePDF - 26.75 KB
9/2/2003Approval OrderPDF - 52.91 KB
9/2/2003Federal Register Correction NoticePDF - 33.28 KB