SR-NASD-2000-009

Amendment to Effective Date of Phase Three of Order Audit Trail System Rules

NASDR has filed with the SEC a proposed rule change to amend Rule 6957 to extend the effective date of the implementation of Phase Three of the Order Audit Trail System ("OATS") Rules to October 31, 2000.

DateTitleFormat - SizeStatus
3/9/2000Text of Proposed Rule ChangePDF - 31.84 KB
3/16/2000Approval OrderPDF - 121.28 KB