Proposed Rule Change Relating to Mediation Fee Structure

The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to the Code of Arbitration Procedure to encourage the use of mediation and increase revenue by adjusting mediation fee schedules, and to permit parties to agree to stay arbitrations in order to mediate the claim.

DateTitleFormat - SizeStatus
3/8/2000Text of Proposed Rule ChangePDF - 65.75 KB
5/24/2000Federal Register NoticePDF - 133.98 KB
8/18/2000Approval OrderPDF - 125.53 KB