Recording and Reporting Requirements for Certain Quotation Data

The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to add new Rule 6630 to require members to record and maintain their quotations displayed in certain automated, inter-dealer quotation systems, such as the Electronic Pink Sheets, and to report such data to NASD Regulation upon request.

DateTitleFormat - SizeStatus
6/30/2000Text of Proposed Rule ChangePDF - 43.07 KB
10/5/2000Federal Register NoticePDF - 130.03 KB
1/4/2001Response to Comments and Amendment No. 1PDF - 22.86 KB
6/14/2001Statement Requested by Securities and Exchange CommissionPDF - 7.93 KB
9/21/2001Amendment No. 2 to Proposed Rule ChangePDF - 13.96 KB
2/26/2003Amendment No. 3 to Proposed Rule ChangePDF - 5.52 KB
4/2/2003Approval OrderPDF - 53.78 KB