SR-NASD-2000-053

Amendment to Effective Date of Phase Three of Order Audit Trail System Rules

NASDR has filed with the SEC a proposed rule change to amend Rule 6957 to extend the effective date of the implementation of Phase Three of the Order Audit Trail System Rules to December 15, 2000.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 27.1 KB
Approval OrderPDF - 121.41 KB