SR-NASD-2000-064

In-Firm Delivery of the Regulatory Element of the Continuing Education Requirements

The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to amend NASD Rule 1120(a) to permit the in-firm delivery of the Regulatory Element of the Continuing Education Requirements. Currently, this computer–based training program can only be administered to registered persons at the location of an outside vendor.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 34.01 KB
Federal Register NoticePDF - 125.62 KB
Approval OrderPDF - 121.12 KB