Amendments to NASD Code of Arbitration Procedure to Modify Certain Provisions Relating to the Assessment and Payment of Fees
The NASD, through its wholly owned subsidiary, NASD Dispute Resolution, Inc., has filed with the SEC a proposed rule change to amend the Code of Arbitration Procedure ("Code") to simplify or clarify several fee-related provisions of the Code.
|Title||Format - Size||Status|
|Approval Order||PDF - 38.36 KB|
|Text of proposed rule change||PDF - 29.96 KB|
|Amendment No. 1 to Proposed Rule Change||PDF - 4.3 KB|
|Federal Register Notice||PDF - 44.36 KB|
|Response to Comment and Amendment No. 2 to proposed rule change||PDF - 5.67 KB|