Revisions to Series 24 and 62 Examination Programs; Immediate Effectiveness Requested

NASD Regulation, Inc., has filed with the SEC proposed revisions to the study outline and examination specifications for the General Securities Principal (Series 24) and the Corporate Securities Limited Representative (Series 62) qualification examinations to reflect changes to the rules, regulations, and practices covered by these examinations. The question banks for the Series 24 and 62 examinations have been modified to reflect these revisions, and are available for Commission review. NASD Regulation is not proposing any textual changes to the By-Laws, Schedules to the By-Laws, or Rules of NASD Regulation or the National Association of Securities Dealers, Inc.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 25.62 KB
Amendment No. 1 to Proposed Rule ChangePDF - 5.39 KB
Approval OrderPDF - 39.92 KB