Mandatory Electronic Filing of Public Offerings

NASD Regulation, Inc., has filed with the SEC a proposed rule change to Rule 2710 of the Conduct Rules of the NASD (the "Corporate Financing Rule" or "Rule") to require that members submit information on public offerings of securities to the Corporate Financing Department of the NASD Regulation ("Department") through an electronic filing system.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 39.23 KB
Federal Register NoticePDF - 44.25 KB
Amendment No. 1 to Proposed Rule ChangePDF - 24.32 KB
Approval OrderPDF - 50.44 KB