Amendments to NASD Regulation, Inc. By-Laws

NASD Regulation, Inc., has filed with the SEC a proposed rule change to make certain amendments to the NASD Regulation By-Laws in order to change the term of office of members of the National Adjudicatory Council from two years, with the opportunity to serve no more than two consecutive terms, to a single three-year term.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 33.34 KB
Approval OrderPDF - 43.45 KB