SR-NASD-2002-012

Proposed Rule Change to Subordination Agreement Requirements

NASD Regulation, Inc., has filed with the SEC a proposed rule change to require, as part of a subordination agreement, the execution of a Subordination Agreement Investor Disclosure Document ("Disclosure Document").

DateTitleFormat - SizeStatus
1/17/2002Text of Proposed Rule ChangePDF - 40.47 KB
3/20/2002Amendment No. 1 to Proposed Rule ChangePDF - 42.6 KB
4/16/2002Federal Register NoticePDF - 51.03 KB
5/23/2002Approval OrderPDF - 34.5 KB