Proposed Fees for the Trade Reporting and Compliance Engine ("TRACE") for Corporate Bonds
NASD has filed with the SEC a proposed structure for fees to be charged in connection with the NASD’s creation of a corporate bond trade reporting and transaction dissemination facility. The Trade Reporting and Compliance Engine or "TRACE" replaces Nasdaq’s Fixed Income Pricing System (FIPS). The proposed rule change is an addition to the NASD’s Rule 6200 Series for TRACE.
|Title||Format - Size||Status|
|Text of proposed rule change||PDF - 204.7 KB|
|Federal Register Notice||PDF - 59.66 KB|
|Response to Comments and Amendment No. 3 to Proposed Rule Change||PDF - 15.68 KB|
|Approved TRACE Fees||PDF - 79.32 KB|
|Approval Order||PDF - 59.74 KB|