Proposed Amendment to Rule 2260 to Expand the Definition of "Designated Investment Adviser"

NASD has filed with the SEC a proposed rule change a proposed rule change to amend NASD Rule 2260 to expand the definition of "designated investment adviser" to include all state registered investment advisers.

TitleFormat - SizeStatus
Text of proposed rule changePDF - 33.98 KB
Amendment No. 1 to Proposed Rule ChangePDF - 10.13 KB
Federal Register NoticePDF - 45.12 KB
Approval OrderPDF - 39.56 KB