Proposed Amendment to Rule 2260 to Expand the Definition of "Designated Investment Adviser"

NASD has filed with the SEC a proposed rule change a proposed rule change to amend NASD Rule 2260 to expand the definition of "designated investment adviser" to include all state registered investment advisers.

DateTitleFormat - SizeStatus
9/18/2002Text of proposed rule changePDF - 33.98 KB
1/8/2003Amendment No. 1 to Proposed Rule ChangePDF - 10.13 KB
1/27/2003Federal Register NoticePDF - 45.12 KB
3/12/2003Approval OrderPDF - 39.56 KB