Proposed Rule Change to Option Position and Exercise Limits; NASD Rule 2860

NASD has filed with the SEC a proposed rule change to NASD Rule 2860(b)(3)(A) to amend the options position and exercise limits for positions entered into under certain enumerated hedge strategies.

DateTitleFormat - SizeStatus
10/1/2002Text of Proposed Rule ChangePDF - 65.36 KB
12/20/2002Amendment No. 1 to Proposed Rule ChangePDF - 9.56 KB
10/1/2002Federal Register NoticePDF - 53.73 KB
2/11/2003Approval OrderPDF - 45.53 KB