Proposed Rule Change to Section 9 of Schedule A to the NASD By-Laws

NASD has filed with the SEC a proposed rule change to amend Section 9 of Schedule A of the NASD By-Laws ("Section 9") to: (1) delete current Section 9 regarding subscription charges for Firm Access Query System (FAQS); and (2) establish subscription charges for NASD member firms that choose to use Web CRD Electronic File Transfer system for registration batch filing and/or data download.

DateTitleFormat - SizeStatus
2/11/2003Text of Proposed Rule ChangePDF - 42.79 KB
3/3/2003Approval OrderPDF - 40.67 KB