Borrowing from or Lending to Customers

NASD has filed with the SEC a proposed rule change to adopt NASD Rule 2370 to govern lending arrangements between registered persons and customers. SR-NASD-2003-92 replaces, in its entirety, File No. SR-NASD-2003-90.

DateTitleFormat - SizeStatus
6/10/2003Text of Proposed Rule ChangePDF - 32.02 KB
7/2/2003Federal Register NoticePDF - 43.7 KB
7/29/2003Response to Comments and Extension LetterPDF - 9.89 KB
9/5/2003Approval OrderPDF - 38.2 KB
9/11/2003CorrectionPDF - 13.24 KB