Proposed Rule Change to By-Laws Regarding the Trading Activity Fee

NASD has filed with the SEC a proposed rule change to NASD By-Laws, Schedule A, Section 1(b)(3) to amend its Trading Activity Fee ("TAF"). NASD is amending the TAF to adjust the rates for covered equity securities. In addition, NASD is renumbering certain subsections included in Section 1.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 37.63 KB
Federal Register NoticePDF - 46.18 KB
Approval OrderPDF - 41.17 KB