Proposed Rule Change to By-Laws Regarding the Trading Activity Fee

NASD has filed with the SEC a proposed rule change to NASD By-Laws, Schedule A, Section 1(b)(3) to amend its Trading Activity Fee ("TAF"). NASD is amending the TAF to adjust the rates for covered equity securities. In addition, NASD is renumbering certain subsections included in Section 1.

DateTitleFormat - SizeStatus
6/10/2003Text of Proposed Rule ChangePDF - 37.63 KB
6/25/2003Federal Register NoticePDF - 46.18 KB
8/4/2003Approval OrderPDF - 41.17 KB