SR-NASD-2003-101

Amendment to Rule 10304 of the NASD Code of Arbitration Procedure Governing Time Limits for Submission of Claims in Arbitration

NASD has filed with the SEC a proposed rule change to amend Rule 10304 of the NASD Code of Arbitration Procedure relating to time limits on the submission of claims in arbitration.

DateTitleFormat - SizeStatus
6/19/2003Text of proposed rule changePDF - 28.49 KB
8/1/2003Federal Register NoticePDF - 39.41 KB
9/23/2003Response to Comments and Amendment No. 1PDF - 16.77 KB
2/3/2004Amendment No. 2 to Proposed Rule ChangePDF - 12.39 KB
12/1/2004Approval OrderPDF - 29.23 KB