Uniform Hearing Procedures for and Consolidation of Rules Applicable to Expedited Proceedings

NASD has filed with the SEC a proposed rule change to create a new rule series, the proposed Rule 9550 Series, to consolidate, clarify and streamline those existing procedural rules that have an expedited proceeding component.

DateTitleFormat - SizeStatus
7/14/2003Text of Proposed Rule ChangePDF - 322.28 KB
8/29/2003Amendment No. 1 to Proposed Rule ChangePDF - 324.89 KB
11/17/2003Amendment No. 2 to Proposed Rule ChangePDF - 333.14 KB
12/16/2003Federal Register NoticePDF - 59.03 KB
2/3/2004Amendment No. 3 to Proposed Rule ChangePDF - 30.45 KB
3/15/2004Approval OrderPDF - 43.58 KB