Three-Day Adjournment Rule

NASD has filed with the SEC a proposed rule change to amend NASD IM-10104, Rule 10306, and Rule 10319 of the NASD Code of Arbitration Procedure to impose a fee on parties of $100 per arbitrator and to compensate arbitrators in the event a hearing is adjourned within three business days before a scheduled hearing session.

DateTitleFormat - SizeStatus
5/21/2004Approval OrderPDF - 57.79 KB
11/4/2003Text of proposed rule changePDF - 43.31 KB
3/5/2004Amendment No. 1 to Proposed Rule ChangePDF - 30.51 KB
3/31/2004Amendment No. 2 to Proposed Rule ChangePDF - 28.71 KB
4/14/2004Federal Register NoticePDF - 62.02 KB