Interpretations in a Forthcoming Notice to Members Describing Rule 2790

NASD has filed with the SEC portions of a Notice to Members discussing the application of NASD Rule 2790. NASD is not proposing any textual changes to the Rules of NASD.

DateTitleFormat - SizeStatus
12/18/2003Text of Proposed Rule ChangePDF - 33.64 KB
12/30/2003Notice of Filing and Immediate EffectivenessPDF - 44.22 KB