Online Arbitration Claim Filing Pilot Program

NASD Dispute Resolution proposes to amend NASD Rule 10314(a) to allow parties to complete part of the arbitration claim filing process through the Internet.

DateTitleFormat - SizeStatus
6/23/2004Approval OrderPDF - 57.99 KB
1/28/2004Text of Proposed Rule ChangePDF - 47.38 KB
2/24/2004Amendment No. 1 to Proposed Rule ChangePDF - 29.61 KB
4/16/2004Amendment No. 2 to Proposed Rule ChangePDF - 24.75 KB
5/14/2004Federal Register NoticePDF - 68.8 KB