SR-NASD-2004-042

Proposed Foreign Hearing Location Rule

NASD has filed with the SEC a a proposal to adopt a new rule in the NASD Code of Arbitration Procedure ("Code") regarding foreign hearing locations and to amend IM-10104 to allow payment of additional or increased honoraria to arbitrators who hear cases in foreign locations.

DateTitleFormat - SizeStatus
3/8/2004Text of Proposed Rule ChangePDF - 31.39 KB
9/29/2004Amendment No. 1 to Proposed Rule ChangePDF - 57.66 KB
11/23/2004Amendment No. 2 to Proposed Rule ChangePDF - 114.49 KB
2/3/2005Federal Register NoticePDF - 61.26 KB
3/11/2005Approval OrderPDF - 45.68 KB