SR-NASD-2004-045

Proposed Amendments to Require Market Order Protection

NASD has filed with the SEC a proposed rule change to prohibit a member from trading ahead of a customer market order and to require the crossing of customer market orders, if the customer market order has not been executed fully and promptly.

DateTitleFormat - SizeStatus
3/11/2004Text of Proposed Rule ChangePDF - 49.12 KB
2/16/2005Amendment No. 1 to Proposed Rule ChangePDF - 95.81 KB
2/25/2005Federal Register NoticePDF - 69.93 KB
3/31/2005Extension No. 1PDF - 19.65 KB
8/3/2005Amendment No. 2 to Proposed Rule ChangePDF - 231.25 KB
8/16/2005Approval OrderPDF - 65.17 KB