Proposed Amendments to Require Price Improvement to Limit Orders in Certain Circumstances

NASD has filed with the SEC a proposed rule change to require members to provide price improvement to customer limit orders in certain circumstances and to expand the application of IM-2110-2 to exchange-listed securities.

DateTitleFormat - SizeStatus
6/8/2004Text of Proposed Rule ChangePDF - 139.64 KB
2/25/2005Federal Register NoticePDF - 65.91 KB
3/31/2005Extension No. 1PDF - 19.65 KB
8/11/2005Approval OrderPDF - 59.17 KB