Proposed Amendments to Require Price Improvement to Limit Orders in Certain Circumstances

NASD has filed with the SEC a proposed rule change to require members to provide price improvement to customer limit orders in certain circumstances and to expand the application of IM-2110-2 to exchange-listed securities.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 139.64 KB
Federal Register NoticePDF - 65.91 KB
Extension No. 1PDF - 19.65 KB
Approval OrderPDF - 59.17 KB