SR-NASD-2004-108

Treatment of Commodity Pool Trail Commissions under Rule 2810

NASD has filed with the SEC a Notice to Members 04-50, discussing the treatment of commodity pool trail commissions under Rule 2810 (Direct Participation Programs).

For your convenience, this Web Page makes these documents available as PDF (Portable Document Format) files. If you do not have the AdobeĀ® Acrobat Reader to view PDF files, please click here to download the free plug-in. Note: Page numbering may vary from that shown on the copy filed with the SEC.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 46.51 KB
Notice of Filing and Immediate EffectivenessPDF - 64.11 KB