Treatment of Commodity Pool Trail Commissions under Rule 2810

NASD has filed with the SEC a Notice to Members 04-50, discussing the treatment of commodity pool trail commissions under Rule 2810 (Direct Participation Programs).

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TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 46.51 KB
Notice of Filing and Immediate EffectivenessPDF - 64.11 KB