Amendments to Reduce the Fee for the Regulatory Element of Continuing Education Program

NASD has filed with the SEC a proposed rule change to amend Section 4 of Schedule A to the NASD By-Laws to reduce fees for the Regulatory Element of the continuing education requirements of Rule 1120.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 62.14 KB
Approval OrderPDF - 59.53 KB