SR-NASD-2004-164

Proposed Rule Change to Amend Rule 10308 of the NASD Code of Arbitration Procedure to Change the Method Used by the Neutral List Selection System

NASD has filed with the SEC a proposed rule change to amend Rule 10308 of the NASD Code of Arbitration Procedure (“Code”) to change the method used by the Neutral List Selection System to select arbitrators from rotational to random, as proposed in the pending Customer and Industry Code revisions.  

DateTitleFormat - SizeStatus
10/27/2004Text of Proposed Rule ChangePDF - 88.29 KB
1/6/2005Amendment No. 1 to Proposed Rule ChangePDF - 72.08 KB
2/2/2005Order Granting Accelerated ApprovalPDF - 60.25 KB
3/14/2005Approval OrderPDF - 58.67 KB