Proposed Rule Change to Provide Payment to Arbitrators for Deciding Discovery-Related Motions Without a Hearing

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Interpretive Material (IM) 10104 of the NASD Code of Arbitration Procedure ("Code") to provide payment to arbitrators for deciding discovery-related motions without a hearing.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 91.94 KB
Amendment No. 1 to Proposed Rule ChangePDF - 92.48 KB
Amendment No. 2 to Proposed Rule ChangePDF - 27.67 KB
Federal Register NoticePDF - 53.78 KB
Approval OrderPDF - 60.79 KB