Proposed Amendment to IM-8210-2

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Interpretative Material 8310-2 ("IM-8310-2") to give NASD authority to release to the public, in unredacted form, information with respect to any decision issued by the National Adjudicatory Council ("NAC") pursuant to Rule 1015.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 95.81 KB
Federal Register NoticePDF - 57.72 KB
Response to CommentsPDF - 21.93 KB
Amendment No. 1 to Proposed Rule ChangePDF - 212.39 KB
Approval OrderPDF - 63.11 KB