SR-NASD-2005-080

Proposed Rule Change to Establish New NASD Rule 2290 Regarding Fairness Opinions

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule to establish new NASD Rule 2290 to address disclosures and procedures concerning the issuance of fairness opinions.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 277.43 KB
Extension No. 5PDF - 19.52 KB
Extension No. 6PDF - 19.48 KB
Amendment No. 4 to Proposed Rule ChangePDF - 116.42 KB
Extension No. 7PDF - 19.6 KB
Extension No. 8PDF - 19.45 KB
Approval OrderPDF - 65.65 KB
Amendment No. 1 to Proposed Rule ChangePDF - 109.42 KB
Amendment No. 2 to Proposed Rule ChangePDF - 145.77 KB
Amendment No. 3 to Proposed Rule ChangePDF - 275.08 KB
Federal Register NoticePDF - 76.17 KB
Extension No. 1PDF - 19.58 KB
Extension No. 2PDF - 19.57 KB
Extension No. 3PDF - 19.57 KB
Extension No. 4PDF - 19.57 KB