Proposed Rule Change to Amend NASD Rule 3360 Regarding Short Interest Reporting Requirements

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 3360 to expand the short interest reporting requirements to over-the-counter ("OTC") equity securities.

DateTitleFormat - SizeStatus
9/20/2005Text of Proposed Rule ChangePDF - 192.3 KB
11/2/2005Federal Register NoticePDF - 52.45 KB
12/6/2005Extension LetterPDF - 77.54 KB
1/20/2005Response to CommentsPDF - 52.98 KB
2/10/2006Approval OrderPDF - 62.37 KB