Proposed Rule Change to Amend NASD Rule 3360 Regarding Short Interest Reporting Requirements

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 3360 to expand the short interest reporting requirements to over-the-counter ("OTC") equity securities.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 192.3 KB
Federal Register NoticePDF - 52.45 KB
Extension LetterPDF - 77.54 KB
Response to CommentsPDF - 52.98 KB
Approval OrderPDF - 62.37 KB