SR-NASD-2005-114

Proposed Amendments for Rule 2810 Addressing Compensation Fees and Expenses in Public Offerings of REITs and DPPs

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 2810 to address the regulation of compensation, fees, and expenses in public offerings of real estate investments trusts and direct participation programs.

DateTitleFormat - SizeStatus
9/28/2005Text of Proposed Rule ChangePDF - 284.46 KB
5/20/2008Approval OrderPDF - 73.27 KB
6/12/2006Amendment No. 1 to Proposed Rule ChangePDF - 135.46 KB
7/14/2006Federal Register NoticePDF - 78.08 KB
4/16/2007Amendment No. 2 to Proposed Rule ChangePDF - 134.83 KB
11/9/2007Amendment No. 3 to Proposed Rule ChangePDF - 166.27 KB
11/9/2007Amendment No. 4 to Proposed Rule ChangePDF - 169 KB
1/31/2008Notice of Filing of Amendment Nos. 1, 2, 3, and 4PDF - 95.13 KB
1/31/2008Extension No. 1PDF - 19.47 KB
4/11/2008Amendment No. 5 to Proposed Rule ChangePDF - 70.76 KB