SR-NASD-2005-117

Proposal to Make Permanent Bond Mutual Fund Volatility Ratings Rules

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change seeking permanent approval of NASD Rule 2210(c)(3) and Interpretive Material 2210-5 (the "Rule"), which are now operating pursuant to a pilot program that expires on December 29, 2005.

DateTitleFormat - SizeStatus
9/28/2005Text of Proposed Rule ChangePDF - 202.27 KB
10/24/2005Amendment No. 1 to Proposed Rule ChangePDF - 137.82 KB
11/8/2005Federal Register NoticePDF - 58.63 KB
12/16/2005Response to CommentsPDF - 164.56 KB
1/4/2006Approval OrderPDF - 57.7 KB