Proposed Rule Change to Expand the Scope of IM-2110-2 (the "Manning Rule")

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to expand the scope of Interpretive Material (IM) 2110-2 (the "Manning Rule") relating to trading ahead of customer limit orders to apply to all over-the-counter ("OTC") equity securities.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 264.38 KB
Amendment No. 1 to Proposed Rule ChangePDF - 171.4 KB
Amendment No. 2 to Proposed Rule ChangePDF - 283.19 KB
Federal Register NoticePDF - 74.63 KB
Amendment No. 3PDF - 26.71 KB
Approval OrderPDF - 58.94 KB