Proposed Rule Change to Expand the Scope of IM-2110-2 (the "Manning Rule")

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to expand the scope of Interpretive Material (IM) 2110-2 (the "Manning Rule") relating to trading ahead of customer limit orders to apply to all over-the-counter ("OTC") equity securities.

DateTitleFormat - SizeStatus
12/9/2005Text of Proposed Rule ChangePDF - 264.38 KB
9/26/2005Amendment No. 1 to Proposed Rule ChangePDF - 171.4 KB
10/19/2005Amendment No. 2 to Proposed Rule ChangePDF - 283.19 KB
11/9/2006Federal Register NoticePDF - 74.63 KB
2/6/2007Amendment No. 3PDF - 26.71 KB
3/5/2007Approval OrderPDF - 58.94 KB