Proposal to Adopt New IM-3060 to Require Members to Adopt Written Policies and Procedures Concerning Business Entertainment

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to adopt Interpretive Material ("IM") to NASD Rule 3060 to require members to adopt policies and procedures addressing business entertainment. 

This rule filing has been withdrawn.

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Withdrawal of Proposed Rule ChangePDF - 22.83 KB