Proposed Rule Change Relating to Technical Amendments to Rule 3210

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 3210 to change references to paragraph "(b)(1)" in Rule 3210 to paragraph "(b)" in Rule 3210.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 50.22 KB
Notice of Filing and Immediate EffectivenessPDF - 59 KB