SR-NASD-2006-101

Proposed Rule Change to Provide for the Payment of a $200 Honorarium Per Case for each Arbitrator who Considers Contested Motions for the Issuance of Subpoenas.

NASD, through its wholly owned subsidiary, NASD Dispute Resolution, Inc. ("NASD Dispute Resolution"), is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to provide for the payment of a $200 honorarium per case for each arbitrator who considers contested motions for the issuance of subpoenas.

DateTitleFormat - SizeStatus
8/23/2006Text of Proposed Rule ChangePDF - 62.12 KB
11/13/2006Amendment No. 1 to Proposed Rule ChangePDF - 132.6 KB
12/13/2006Federal Register NoticePDF - 59.7 KB
1/23/2006Approval OrderPDF - 74.53 KB