Proposed Rule Change to Amend NASD Rules 2210 and IM-2210-6 Regarding Investment Analysis Tools

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rules 2210 and IM-2210-6 to clarify the filing requirements for communications concerning investment analysis tools.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 73.36 KB
Notice of Filing and Immediate EffectivenessPDF - 57.87 KB