SR-NASD-2006-115

Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction with the Boston Stock Exchange

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to adopt rules relating to a new Trade Reporting Facility (the "NASD/BSE TRF") to be established by NASD, in conjunction with the Boston Stock Exchange ("BSE"), that would provide members another mechanism for reporting trades in exchange-listed securities effected otherwise than on an exchange.

DateTitleFormat - SizeStatus
9/29/2006Text of Proposed Rule ChangePDF - 250.02 KB
10/18/2006Federal Register NoticePDF - 75.91 KB
12/6/2006Amendment No. 1 to Proposed Rule ChangePDF - 199.58 KB
12/20/2006Approval OrderPDF - 76.53 KB