Proposed Rule Change to NASD By-Laws Relating to Fees for Filing Documents Pursuant to Rule 2710

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Section 7 of Schedule A to the NASD By-Laws to adjust fees for filing documents pursuant to Rule 2710 (Corporate Financing Rule - Underwriting Terms and Arrangements).

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 58.97 KB
Notice of Filing and Immediate EffectivenessPDF - 53.97 KB