SR-NASD-2007-011

Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction with NYSE Market, Inc.

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to adopt rules relating to a new Trade Reporting Facility (the "NASD/NYSE TRF") to be established by NASD, in conjunction with NYSE Market, Inc. ("NYSE"), that would provide members another mechanism for reporting trades in exchange-listed securities effected otherwise than on an exchange.

DateTitleFormat - SizeStatus
2/1/2007Text of Proposed Rule ChangePDF - 224.75 KB
2/27/2007Notice of Filing and Immediate EffectivenessPDF - 59.56 KB