SR-NASD-2007-023

Proposed Rule Change to Amend the By-Laws of NASD to Implement Governance and Related Changes to Accommodate the Consolidation of the Member Firm Regulatory Functions of NASD and NYSE Regulation, Inc.

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend the By-Laws of NASD (the "NASD By-Laws") to implement governance and related changes to accommodate the consolidation of the member firm regulatory functions of NASD and NYSE Regulation, Inc. ("NYSE Regulation"). The proposed rule change also would make limited conforming changes to the By-Laws of NASD Regulation, Inc. ("NASD Regulation By-Laws").

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 341.91 KB
Federal Register NoticePDF - 92.85 KB
Response to CommentsPDF - 687.47 KB
Supplemental Response to CommentsPDF - 141.38 KB
Supplemental Response to CommentsPDF - 764.83 KB
Approval OrderPDF - 167.62 KB
Amendment to Approval OrderPDF - 57.21 KB