Proposed Amendment to NASD Rule 2342 (SIPC Information)

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to make a technical amendment to new NASD Rule 2342 (SIPC Information). The proposed rule change serves to clarify the categories of members that are excepted from the scope of the rule.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 54.78 KB
Notice of Filing and Immediate EffectivenessPDF - 59.57 KB