SR-NASD-2007-041

Proposed Amendments to NASD IM-2110-2 (Trading Ahead of Customer Limit Order)

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend the minimum price-improvement standards set forth in NASD Interpretive Material (IM) 2110-2, Trading Ahead of Customer Limit Order.

DateTitleFormat - SizeStatus
6/27/2007Text of Proposed Rule ChangePDF - 78.05 KB
8/26/2008Extension No. 5PDF - 19.56 KB
9/22/2008Approval OrderPDF - 71.58 KB
8/28/2007Federal Register NoticePDF - 59.26 KB
11/2/2007Response to CommentsPDF - 34.51 KB
3/26/2008Extension No. 1PDF - 19.47 KB
4/29/2008Extension No. 2PDF - 23.5 KB
5/20/2008Amendment No. 1 to Proposed Rule ChangePDF - 44.64 KB
6/19/2008Extension No. 3PDF - 23.52 KB
6/26/2008Amendment No. 2 to Proposed Rule ChangePDF - 86.02 KB
6/26/2008Notice of Filing of Amendment No. 2PDF - 72.82 KB
8/11/2008Extension No. 4PDF - 23.4 KB