SR-NASD-2007-044

Proposed Rule Change to Amend Rule 2860 Regarding the Delta Hedging Exemption from Equity Options Position Limits

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 2860 to expand the class of entities permitted to use the delta hedging exemption from equity options position limits.

DateTitleFormat - SizeStatus
6/29/2007Text of Proposed Rule ChangePDF - 115.77 KB
8/13/2007Federal Register NoticePDF - 65.6 KB
10/15/2007Amendment No. 1 to Proposed Rule ChangePDF - 38.05 KB
12/12/2007Approval OrderPDF - 59.94 KB