Proposed Rule Change to Amend NASD Rule 2210 (Communications with the Public)

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 2210 (Communications with the Public) to create an exception from the principal approval requirements for certain filed sales material.

This rule filing was withdrawn and replaced with SR-FINRA-2007-020

DateTitleFormat - SizeStatus
7/16/2007Withdrawal of Rule FilingPDF - 22.46 KB