Proposed Amendment to Rule 2711 Regarding a Member's Disclosure and Supervisory Review Obligations when Distributing Third-Party Research

NASD is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend NASD Rule 2711 regarding a member’s disclosure and supervisory review obligations when it distributes or makes available third-party research reports.

This rule filing was withdrawn.

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Withdrawal of Rule FilingPDF - 26.67 KB